-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, We6nsz/iUquiEnzTFu8WZfFQj1dpybrXk8BMeCfUUQVk4viqgQ6IySBuhEA7MKPP KALTlhn7+A9U3+K9DY8ygw== 0000938582-02-000040.txt : 20021010 0000938582-02-000040.hdr.sgml : 20021010 20021010163523 ACCESSION NUMBER: 0000938582-02-000040 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021010 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROYCE FOCUS TRUST INC CENTRAL INDEX KEY: 0000825202 IRS NUMBER: 592876580 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45788 FILM NUMBER: 02786544 BUSINESS ADDRESS: STREET 1: 1414 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125084578 MAIL ADDRESS: STREET 1: C/O QUEST ADVISORY CORP STREET 2: 1414 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: ALL SEASONS GLOBAL FUND INC DATE OF NAME CHANGE: 19950803 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAS ALL SEASON FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE GLOBAL TRUST INC DATE OF NAME CHANGE: 19961203 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 IRS NUMBER: 06646973 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENT OFFICE STREET 2: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 SC 13G/A 1 fund13g3.txt SCHEDULE 13G AMENDMENT NO. 7 SC 13G/A 1 kenneth.miller@yale.edu NASD 0000825202 ROYCE FOCUS TRUST INC. 59-2876580 KENNETH R. MILLER (203) 432-5761 0000938582 eqed9jp@ SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 7 ROYCE FOCUS TRUST INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 78080N 10 8 (CUSIP Number) Check the appropriate box to designate the rule purusant to which this Schedule is filed: [X] Rule 13d-2(c) 1) Name and I.R.S. Identification No. of Reporting Person: Yale University I.R.S. Number 06-0646973-N 2) Check the Appropriate Box if a Member of a Group: (a) (Not Applicable) (b) (Not Applicable) 3) SEC Use Only 4) Citizenship or Place of Organization: Yale University is a Connecticut corporation. Number of Shares (5) Sole Voting Power - 0 Beneficially Owned by Each Reporting (6) Shared Voting Power (Not Applicable) Person With: (7) Sole Dispositive Power - 0 (8) Shared Dispositive Power (Not Applicable) 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 0 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: (Not Applicable) 11) Percent of Class Represented by Amount in Row (9): 0.0% 12) Type of Reporting Person: EP Item 1. (a) Name of Issuer: Royce Focus Trust Inc. (the "Company") (b) Address of Issuer's Principal Executive Office: 1414 Avenue of the Americas New York, New York 10019 Item 2. (a) Name of Person Filing: Yale University (b) Address of Principal Office: Yale University Investments Office 230 Prospect Street New Haven, CT 06511-2107 Attn: Dean J. Takahashi, Senior Director (c) Citizenship: Yale University is a Connecticut corporation. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 78080N 10 8 Item 3. If this statement is filed pursuant to rules 13d-1(b) or 13d-2(b), check whether the person filing is a: .. . . . (f) [X] . . . Endowment Fund; see section 240.13d-1(b)(1)(ii)(F). .. . . . Item 4. Ownership: (a) Amount Beneficially Owned: 0 (b) Percent of Class: 0.0% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: (Not Applicable) (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: (Not Applicable) The shares of the Company reported on this Amendment No. 7 do not include any shares owned by LP Value Ltd., as to which shares Yale University discaims ownership. Item 5. Ownership of Five Percent or Less of a Class: (Not Applicable) Item 6. Ownership of More than Five Percent on Behalf of Another Person: (Not Applicable) Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: (Not Applicable) Item 8. Identification and Classification of Members of Group: (Not Applicable) Item 9. Notice of Dissolution of Group: (Not Applicable) Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: October 10, 2002 /s/ David F. Swensen Name: David F. Swensen Title: Chief Investment Officer -----END PRIVACY-ENHANCED MESSAGE-----